FCA Compliance Officer - MERJE | Niche Recruitment
BRINGING TALENT TOGETHER
0203 637 1600 / 0161 883 2740

FCA Compliance Officer

Northern Home Counties | £35,000 - £45,000 | Permanent

The Client:

International Consumer Lending Business

This Client does not provide sponsorship.

The role:

Your role will be to provide proactive advice in relation to our obligations under the regulatory system and the ongoing monitoring of the adequacy and effectiveness of the measures and procedures put in place across the business.

You will be responsible and accountable for minimising regulatory and conduct risks through clear, commercially focussed and solutions-driven advice across. The business.

Key responsibilities will include but not be limited to:

Working closely with, but independently of, business areas to identify regulatory and conduct risks, and put in place adequate measures and procedures to minimise them.

Advising and assisting the business on compliance with the regulatory system in relation to its activities and establishing, implementing and maintaining adequate policies and procedures and ensuring that outcomes are tracked and any corrective actions are satisfactorily implemented.

Developing and maintaining an understanding of regulatory system requirements and keeping up to date with regulatory developments, particularly in terms of their impact on activities in the business including regulator strategy, decisions and guidance.

Playing a key part in driving the Compliance Monitoring Plan forward including supporting the design of the plan, reviewing the plan, identifying any required amendments and any risks to completion.

Producing and managing key information in the form of reporting and other documentation in order to engage with key business areas though to senior management level.

Supporting and delivering compliance and regulatory training to business colleagues where required.

 About you:

Experience of applying relevant FCA rules, guidance and handbooks in a practical context in a consumer credit and/or retail banking environment.

Analytically minded in order to simplify complex issues and evaluate systematically.

Ability to plan and prioritise workload to meet tight deadlines.

Strong communication skills through a range of styles and techniques appropriate to the audience.

Ability to influence through the presentation of evidence and solutions–based thinking to achieve effective commercial outcomes.

Experience of researching and collating complex written information.

Experience of dealing with regulatory complaints and/or financial promotions would be desirable.

 

FCA Compliance Officer | London

To discuss this position further contact:

James Flood
0203 637 1608 / 07899 986 388
jflood@merje.com

Ref code: JF/13957
Date posted: 12/10/2017

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What people say about us...

 

Customer Contact Testimonial One

What makes the difference between MERJE and other agencies is the simple principle that they take the candidates seriously and are absolutely open and honest. A consistent factor is that they never disappear; candidates are supported before and after interviews, and receive constructive feedback from agents who are always professional.

Process Improvement Manager, Global Financial Services Organisation

2015-06-18T14:34:49+00:00

Process Improvement Manager, Global Financial Services Organisation

What makes the difference between MERJE and other agencies is the simple principle that they take the candidates seriously and are absolutely open and honest. A consistent factor is that they never disappear; candidates are supported before and after interviews, and receive constructive feedback from agents who are always professional.

Financial Crime & Fraud Testimonial One

MERJE has a very good understanding of the AML markets and won’t put someone forward if they don’t think they’re capable or qualified. They regularly update you and you get the sense that they care about their clients, as well as the person they’re putting forward. All-in-all an excellent experience.

Deputy MLRO, Corporate Bank

2015-06-18T14:35:42+00:00

Deputy MLRO, Corporate Bank

MERJE has a very good understanding of the AML markets and won’t put someone forward if they don’t think they’re capable or qualified. They regularly update you and you get the sense that they care about their clients, as well as the person they’re putting forward. All-in-all an excellent experience.

Risk Management Testimonial One

MERJE was not only very well organised, they had good communication skills and, more importantly, a thorough understanding of the business I was joining. They provided excellent guidance and support throughout a challenging process and the role has presented exactly the right challenge at this stage in my career.

Senior Risk Manager, Commercial Lender

2015-06-18T14:36:33+00:00

Senior Risk Manager, Commercial Lender

MERJE was not only very well organised, they had good communication skills and, more importantly, a thorough understanding of the business I was joining. They provided excellent guidance and support throughout a challenging process and the role has presented exactly the right challenge at this stage in my career.

Public Practice Testimonial One

MERJE were an excellent help and have successfully placed over 5 candidates with me over the past 2 years. I always find their candidates to be more experienced than their competitors and they take a genuine approach to their work. They are very professional and friendly and I would highly recommend their services to potential clients who are looking to recruit.

Audit Manager, Top 50 Accountancy

2015-06-18T14:37:24+00:00

Audit Manager, Top 50 Accountancy

MERJE were an excellent help and have successfully placed over 5 candidates with me over the past 2 years. I always find their candidates to be more experienced than their competitors and they take a genuine approach to their work. They are very professional and friendly and I would highly recommend their services to potential clients who are looking to recruit.

Wealth Management Testimonial One

MERJE has been a breath of fresh air, working with such personable, professional and pleasant recruitment professionals. They have restored my faith in recruiters and they stand out above the rest in the wealth management space. I would highly recommend their services to any of my friends or colleagues.

Wealth Manager, Private Bank

2015-06-18T14:38:05+00:00

Wealth Manager, Private Bank

MERJE has been a breath of fresh air, working with such personable, professional and pleasant recruitment professionals. They have restored my faith in recruiters and they stand out above the rest in the wealth management space. I would highly recommend their services to any of my friends or colleagues.

Contingency Recruitment Testimonial One

MERJE really understands the markets that they operate in and goes to considerable lengths to really understand their clients’ needs. Finding exceptional candidates in the very competitive financial services world is extremely difficult. MERJE has consistently sourced excellent candidates for us. I cannot recommend MERJE highly enough.

COO, Management Consultancy

2015-06-18T14:38:46+00:00

COO, Management Consultancy

MERJE really understands the markets that they operate in and goes to considerable lengths to really understand their clients’ needs. Finding exceptional candidates in the very competitive financial services world is extremely difficult. MERJE has consistently sourced excellent candidates for us. I cannot recommend MERJE highly enough.

Retained Assignment Testimonial One

I was tasked with recruiting an entire risk and compliance function and met with MERJE to discuss our requirements. I left them to do the rest – and they did. They know the market and took the time to listen and understand our culture, providing good quality candidates. They are now our ‘go-to’ company.

Talent Attraction & Selection Manager – UK Insurer

2015-06-18T14:39:37+00:00

Talent Attraction & Selection Manager – UK Insurer

I was tasked with recruiting an entire risk and compliance function and met with MERJE to discuss our requirements. I left them to do the rest – and they did. They know the market and took the time to listen and understand our culture, providing good quality candidates. They are now our ‘go-to’ company.

Interim Appointments Testimonial One

MERJE helped me make my first steps into the interim market, from finding my first role, to setting up as a contractor and getting paid! Regular contact at key points gives me the assurance they’re working on my behalf. They’ve been extremely helpful through some difficult times; they’re a trusted source of information and guidance.

Interim Support Advisor, Leading Banking Group

2015-06-18T14:40:06+00:00

Interim Support Advisor, Leading Banking Group

MERJE helped me make my first steps into the interim market, from finding my first role, to setting up as a contractor and getting paid! Regular contact at key points gives me the assurance they’re working on my behalf. They’ve been extremely helpful through some difficult times; they’re a trusted source of information and guidance.

Finance & Accountancy Testimonial One

I was very pleased with MERJE’s approach and particularly their understanding of the client. The recruitment process ran smoothly from start to finish and they demonstrated high levels of customer service throughout. I would not hesitate in working with MERJE again, or recommending their services within the finance space.

Group Treasurer, Property Developer

2015-06-18T14:20:21+00:00

Group Treasurer, Property Developer

I was very pleased with MERJE’s approach and particularly their understanding of the client. The recruitment process ran smoothly from start to finish and they demonstrated high levels of customer service throughout. I would not hesitate in working with MERJE again, or recommending their services within the finance space.