Financial Crime File Reviewer
In this role you will be responsible for ensuring the business has a comprehensive understanding of each client and the AML risk they pose to the business
Responsibilities;
To re-risk the client relationship using the AML risk rating tool.
To focus on the review of client files
To undertake a CDD completeness check/data gap analysis to check that CDD is appropriate for the level of risk which the client poses to the company, that it is complete and up to date and that SOW/SOF information is complete.
To collect missing information and chase any requested information by communicating with clients and Executives.
To undertake a review of the activity on the account, ensuring it is in keeping with expectations.
To ensure that the account structure is correctly documented and that all parties are stored in Avaloq, to be included in the overnight screening.
Undertake technical or any other relevant training as and when required.
Undertake and record relevant Continuous Professional Development (CPD) to develop knowledge and skills.
Requirements
Good Financial Crime knowledge gained within FS and an understanding of FC regs
Good communication skills
Working knowledge of FC preventions such as Avaloq
High level of attention to detail
Good organisation skills
This role is based in Blackpool and requires the role holder to be in the office so candidates must be UK based and able to travel to Blackpool