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Head of Compliance

  • Location: Chester
  • Salary: c.£100,000 - £120,000 + Benefits per year
  • Job Type:Permanent

Posted 4 days ago

  • Sector: Compliance
  • Contact: Paul Sherlock
  • Contact Email: psherlock@merje.com
  • Contact Phone: 0161 883 2746
  • Expiry Date: 15 November 2024
  • Job Ref: PS/12192
  • Flexible Working: Partially Remote

Head of Compliance (Hybrid)

Reporting to: Chief Risk & Compliance Officer

Certified Function Role: Yes

Are you a senior compliance professional with a passion for leading and shaping the compliance culture of a dynamic financial services company?

Our client is one of the UK’s largest SME lenders who are currently seeking a Head of Compliance to join their successful leadership team. The Head of Compliance, you will play a pivotal role in ensuring the firm remains fully compliant with FCA regulations while fostering a robust compliance culture. You will work with key stakeholders across the business, providing pragmatic commercial advice and best practice.

Key Responsibilities:

  • Lead compliance efforts across the firm, working closely with the Chief Risk & Compliance Officer to ensure adherence to regulatory obligations, including SMCR, Consumer Duty, and FSMA.
  • Oversee and monitor the firm’s whistleblowing framework, ensuring protection and confidentiality.
  • Identify, monitor, and manage regulatory risks, ensuring all staff are aware of compliance procedures and policies.
  • Provide input into product reviews, ensuring compliance with FCA standards and supporting new product development.
  • Liaise with regulatory bodies, including the FCA, and manage all necessary reporting.
  • Drive a strong compliance culture across the business and ensure staff meet training and competence requirements.

Core Requirements:

  • Extensive knowledge of FCA regulations, FSMA, and CCA.
  • Proven experience in a senior compliance role.
  • Strong communication, negotiation, and leadership skills.
  • Ability to manage complex regulatory requirements and guide business operations effectively.

If you are a seasoned compliance leader looking to make a significant impact, apply today!