Compliance jobs

Found 31 jobs
    • West Midlands
    • c.£45,000 + Bonus & Benefits
    • Posted about 20 hours ago

    Our client, a leading Wealth Management firm are looking for an experienced Financial Adviser to join the team on a permanent basis. As a Financial Adviser you will provide investment advice to clients and conduct investment business within regulatory rules and guidance along with the firm’s proc...

    • West Midlands
    • c.£45,000 + Excellent Benefits
    • Posted about 23 hours ago

    Our client, a leading Wealth Management firm are looking for an experienced Paraplanner to join the team on a permanent basis. As Paraplanner you will provide support to the firm’s advisers in completing non-client facing tasks in relation to the preparation and administration of recommendations ...

    • West Midlands
    • c.£45,000 + Excellent Benefits
    • Posted about 23 hours ago

    Our client, an exciting forward-thinking independent financial advice firm are looking for a looking for a Training & Competency Manager to support the growth of the business. The Training & Competency Manager will be responsible for ensuring adherence to both the FCA's and internal Training and ...

    • Tyne and Wear
    • c.£35,000 + Excellent Benefits
    • Posted 2 days ago

    Our client are an exciting, specialist Financial Planning & Advice firm. They are looking for a Compliance File Reviewer on a permanent basis to support the growth of the business.  The Compliance File Reviewer will respond to deadlines and service levels that require a focus and dedication to qu...

    • York
    • £55,000 - £70,000
    • Posted 7 days ago

    MERJE is seeking a highly skilled Risk Manager for a leading company in the Insurance sector. This role offers an exciting opportunity to embed and develop the group risk management framework, providing proactive challenge across the organisation. The ideal candidate will have extensive experienc...

    • up to £35,000 + Excellent Benefits
    • Posted 14 days ago

    Our client, an award winning independent financial advice firm are looking for a Compliance Assistant to join the team on a permanent basis.  As Compliance Assistant you will assist the Risk and Compliance Director in ensuring the appropriateness of the Company’s overall Compliance Monitoring Pro...

    • London
    • £120,000 pa + benefits & bonus
    • Posted 15 days ago

    A Senior Compliance Officer is required to play a pivotal role in shaping the future of this global financial services firm's compliance function as it expands its OTC derivatives offering and positions itself as a Systematic Internaliser (SI). As a Senior Compliance Officer, you will serve as th...

    • Chester
    • Up to £40,000 + Bonus & Excellent Benefits
    • Posted 15 days ago

    Our client, an award winning independent financial advice firm are looking for a Compliance Officer to join the team on a permanent basis.  As Compliance Officer you will assist the Compliance Manager in ensuring that the firm remains abreast of regulatory change and risks to the firm. You will d...

    • Merseyside
    • up to £45,000 + Excellent Benefits
    • Posted 16 days ago

    We are partnered with a growing General Insurance business in their search for a Compliance Controller. The role is home based with travel to the Liverpool office required once a month for meetings. The primary function of the Compliance Controller is to support the group’s governance, risk, and ...

    • Lancashire
    • £30,000 - £35,000
    • Posted 19 days ago

    Role Overview & Purpose Widely known and recognised retail lending business require a Mortgage Underwriter to join a team of established underwriters with responsibility for providing an efficient and professional mortgage underwriting service to the firms members, customers and intermediaries th...

    • Lancashire
    • c.£35,000 + Excellent Benefits
    • Posted 19 days ago

    The Mortgage Advisor will provide an efficient and professional mortgage advisory service to the Society’s members and customers through compliant regulated meetings. Key Responsibilities: Provide accurate mortgage advice to prospective mortgage customers face-to-face and/or over the telephone. T...

    • Cheshire
    • c.£40,000 + Excellent Benefits Package
    • Posted 20 days ago

    Our client, a leading financial planning firm are looking for a Level 4 qualified Compliance Officer/Administrator with general compliance experience and ideally some file review and financial promotions experience.  As Compliance Officer, you will be assisting the Head of Compliance in all aspec...

    • Scotland
    • up to £40,000 + Benefits
    • Posted about 1 month ago

    Are you looking to grow your career in Data Protection and Compliance? Do you thrive in a dynamic, fast-paced environment? My client is seeking an enthusiastic Data Protection and Compliance Assistant to join it’s Risk and Compliance team. This is a unique opportunity to work in a broad-based rol...

    • London
    • up to £40,000 + Benefits
    • Posted about 1 month ago

    Are you looking to grow your career in Data Protection and Compliance? Do you thrive in a dynamic, fast-paced environment? My client is seeking an enthusiastic Data Protection and Compliance Assistant to join it’s Risk and Compliance team. This is a unique opportunity to work in a broad-based rol...

    • Birmingham
    • up to £40,000 + Benefits
    • Posted about 1 month ago

    Are you looking to grow your career in Data Protection and Compliance? Do you thrive in a dynamic, fast-paced environment? My client is seeking an enthusiastic Data Protection and Compliance Assistant to join it’s Risk and Compliance team. This is a unique opportunity to work in a broad-based rol...

    • Lancashire
    • up to £40,000 + Benefits
    • Posted about 1 month ago

    Are you looking to grow your career in Data Protection and Compliance? Do you thrive in a dynamic, fast-paced environment? My client is seeking an enthusiastic Data Protection and Compliance Assistant to join it’s Risk and Compliance team. This is a unique opportunity to work in a broad-based rol...

    • London
    • £75,000 - £80,000
    • Posted about 2 months ago

    MERJE is seeking a highly skilled Compliance Business Partner for a leading insurance firm in the Lloyd's Insurance Market. This role offers an exciting opportunity to drive compliance excellence in a growing environment, supporting business leaders and employees in meeting regulatory standards. ...

    • London
    • £55,000 basic + package
    • Posted 2 months ago

    MERJE is currently working with a highly reputable discretionary wealth management business in their search for a Product Governance Manager. You will: Develop, implement, and maintain a strong product governance framework, ensuring full compliance with FCA regulations and Consumer Duty requireme...

    • London
    • £45,000-£55,000 basic plus package
    • Posted 2 months ago

    MERJE is currently working with a highly reputable discretionary wealth management business in their search for a Business Quality/File Review specialist. The successful individual will lead the Business Quality Unit to ensure the firm meets its regulatory requirements in relation to standards of...

    • London
    • £80,000-£90,000 basic plus package
    • Posted 2 months ago

    MERJE is currently working with a highly reputable discretionary wealth management business in their search for a Compliance specialist. Working as part of an established Compliance & Risk team, you will be responsible for: Overseeing advice to support the business in the practical application of...

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