Compliance jobs

Found 46 jobs
    • London
    • £55,000 pa + benefits and bonus
    • Posted 2 days ago

    Portfolio Services Analyst We’re looking for a Portfolio Services Analyst with a strong background in asset management to join a dynamic investment team at a leading asset manager based in the West End of London. This role is critical in supporting outsourced dealing activities, assisting with da...

    • United Kingdom
    • c.£70,000 + Benefits
    • Posted 3 days ago

    SALARY: Competitive Salary & Package LOCATION: HOME BASED (CLIENT OFFICE WEST MIDLANDS)   MERJE are pleased to be partnering with a leading Financial Services organisation who are seeking to recruit an experienced Prudential Regulatory professional to undertake the newly created role of Prudentia...

    • Birmingham
    • £50,000 - £80,000 plus benefits
    • Posted 3 days ago

    MERJE, in collaboration with a leading and rapidly expanding Regulatory Consulting firm, is actively seeking a no of Regulatory Consultants to assume a pivotal role in client engagement, regulatory projects, and cultivating enduring partnerships. As a Compliance Consultant, you will oversee the d...

    • Manchester
    • £50,000 - £80,000 plus benefits
    • Posted 3 days ago

    MERJE, in collaboration with a leading and rapidly expanding Regulatory Consulting firm, is actively seeking a no of Regulatory Consultants to assume a pivotal role in client engagement, regulatory projects, and cultivating enduring partnerships. As a Compliance Consultant, you will oversee the d...

    • London
    • £50,000 - £80,000 plus benefits
    • Posted 3 days ago

    MERJE, in collaboration with a leading and rapidly expanding Regulatory Consulting firm, is actively seeking a no of Regulatory Consultants to assume a pivotal role in client engagement, regulatory projects, and cultivating enduring partnerships. As a Compliance Consultant, you will oversee the d...

    • Scotland
    • £50,000 - £80,000 plus benefits
    • Posted 3 days ago

    MERJE, in collaboration with a leading and rapidly expanding Regulatory Consulting firm, is actively seeking a no of Regulatory Consultants to assume a pivotal role in client engagement, regulatory projects, and cultivating enduring partnerships. As a Compliance Consultant, you will oversee the d...

    • Scotland
    • up to £40,000 + Benefits
    • Posted 3 days ago

    MERJE is seeking a Compliance Officer for a leading company in the Financial Services sector. This role offers an exciting opportunity to provide crucial support to the Risk & Compliance Department, focusing on data protection, regulatory compliance, and second-line assurance activities. Location...

    • London
    • up to £40,000 + Benefits
    • Posted 3 days ago

    MERJE is seeking a Compliance Officer for a leading company in the Financial Services sector. This role offers an exciting opportunity to provide crucial support to the Risk & Compliance Department, focusing on data protection, regulatory compliance, and second-line assurance activities. Location...

    • Birmingham
    • up to £40,000 + Benefits
    • Posted 3 days ago

    MERJE is seeking a Compliance Officer for a leading company in the Financial Services sector. This role offers an exciting opportunity to provide crucial support to the Risk & Compliance Department, focusing on data protection, regulatory compliance, and second-line assurance activities. Location...

    • Lancashire
    • up to £40,000 + Benefits
    • Posted 3 days ago

    MERJE is seeking a Compliance Officer for a leading company in the Financial Services sector. This role offers an exciting opportunity to provide crucial support to the Risk & Compliance Department, focusing on data protection, regulatory compliance, and second-line assurance activities. Location...

    • Chorley
    • £80,000 - £90,000
    • Posted 10 days ago

    Mortgages and savings business are looking to appoint a Head of Compliance to act as the approved person undertaking SMF16.  The role holder will monitor the businesses regulatory obligations, and advise and assist the business in complying with these.  The role holder will also lead and manage t...

    • Manchester
    • £30,000
    • Posted 18 days ago

    Junior Advice Partner - Pensions & Retirement   Job Description Role Overview & Purpose Independent Financial Advice firm, located in Manchester and specialising within pensions retirement planning are looking to expand a dynamic advice team with the addition of a Junior Advice Partner.  The succ...

    • London
    • £70,000-£75,000 basic + package
    • Posted 23 days ago

    MERJE are currently working with a highly regarded and established asset manager in their search for a Mandate Compliance specialist. You'll be responsible for: Investment restriction coding and controls in the order management system (Charles River) Managing the daily breach process, liaising wi...

    • Cheshire
    • c.£40,000 + Benefits
    • Posted 24 days ago

    Our client, a leading financial planning firm are looking for a Level 4 qualified Compliance Offcier/Administrator with general compliance experience and ideally some file review and financial promotions experience.  As Compliance Officer/Administator, you will be assisting the Head of Compliance...

    • Liverpool
    • c.£60,000 - £75,000 + Benefits
    • Posted 25 days ago

    Head of Compliance SMF16 – Wealth Management Firm Are you a seasoned compliance professional with a passion for the Wealth Management sector?   If so, MERJE are supporting a rapidly expanding wealth management firm dedicated to delivering tailored investment solutions to their valued clients. Due...

    • London
    • £120,000-£130,000 basic + package
    • Posted 26 days ago

    MERJE is currently working exclusively with a well known financial planning and wealth management business in their search for a new Head of Compliance & Risk. This position is responsible for implementing and maintaining documented and effective systems, policies, processes and controls for comp...

    • Birmingham
    • £120,000
    • Posted about 1 month ago

    My client is a boutique consultancy firm specializing in regulatory compliance and advisory services for financial services firms. They pride themselves on a collaborative, proportionate approach that tailors their expertise to the unique needs of each client. If you have a passion for client ass...

    • c£90,000 - £110,000 + Bonus + benefits
    • Posted about 1 month ago

      Wealth & Investment Lead Consultant – Financial Services Advisory My client provides high-caliber regulatory and risk management consulting to financial services firms. They believe in a proportionate, client-centric approach that tailors’ solutions to the unique needs of each regulated firm. A...

    • London
    • £55,000 basic + package
    • Posted about 1 month ago

    MERJE is currently working with a highly reputable discretionary wealth management business in their search for a Product Governance Manager. You will: Develop, implement, and maintain a strong product governance framework, ensuring full compliance with FCA regulations and Consumer Duty requireme...

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