Compliance jobs
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- Tyne and Wear
- c.£35,000 + Excellent Benefits
- Posted 2 days ago
Our client are an exciting, specialist Financial Planning & Advice firm. They are looking for a Compliance File Reviewer on a permanent basis to support the growth of the business. The Compliance File Reviewer will respond to deadlines and service levels that require a focus and dedication to qu...
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- up to £35,000 + Excellent Benefits
- Posted 14 days ago
Our client, an award winning independent financial advice firm are looking for a Compliance Assistant to join the team on a permanent basis. As Compliance Assistant you will assist the Risk and Compliance Director in ensuring the appropriateness of the Company’s overall Compliance Monitoring Pro...
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- Chester
- Up to £40,000 + Bonus & Excellent Benefits
- Posted 15 days ago
Our client, an award winning independent financial advice firm are looking for a Compliance Officer to join the team on a permanent basis. As Compliance Officer you will assist the Compliance Manager in ensuring that the firm remains abreast of regulatory change and risks to the firm. You will d...
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- Lancashire
- £30,000 - £35,000
- Posted 19 days ago
Role Overview & Purpose Widely known and recognised retail lending business require a Mortgage Underwriter to join a team of established underwriters with responsibility for providing an efficient and professional mortgage underwriting service to the firms members, customers and intermediaries th...
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- Lancashire
- c.£35,000 + Excellent Benefits
- Posted 19 days ago
The Mortgage Advisor will provide an efficient and professional mortgage advisory service to the Society’s members and customers through compliant regulated meetings. Key Responsibilities: Provide accurate mortgage advice to prospective mortgage customers face-to-face and/or over the telephone. T...
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- Cheshire
- c.£40,000 + Excellent Benefits Package
- Posted 20 days ago
Our client, a leading financial planning firm are looking for a Level 4 qualified Compliance Officer/Administrator with general compliance experience and ideally some file review and financial promotions experience. As Compliance Officer, you will be assisting the Head of Compliance in all aspec...
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- Scotland
- up to £40,000 + Benefits
- Posted about 1 month ago
Are you looking to grow your career in Data Protection and Compliance? Do you thrive in a dynamic, fast-paced environment? My client is seeking an enthusiastic Data Protection and Compliance Assistant to join it’s Risk and Compliance team. This is a unique opportunity to work in a broad-based rol...
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- London
- up to £40,000 + Benefits
- Posted about 1 month ago
Are you looking to grow your career in Data Protection and Compliance? Do you thrive in a dynamic, fast-paced environment? My client is seeking an enthusiastic Data Protection and Compliance Assistant to join it’s Risk and Compliance team. This is a unique opportunity to work in a broad-based rol...
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- Birmingham
- up to £40,000 + Benefits
- Posted about 1 month ago
Are you looking to grow your career in Data Protection and Compliance? Do you thrive in a dynamic, fast-paced environment? My client is seeking an enthusiastic Data Protection and Compliance Assistant to join it’s Risk and Compliance team. This is a unique opportunity to work in a broad-based rol...
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- Lancashire
- up to £40,000 + Benefits
- Posted about 1 month ago
Are you looking to grow your career in Data Protection and Compliance? Do you thrive in a dynamic, fast-paced environment? My client is seeking an enthusiastic Data Protection and Compliance Assistant to join it’s Risk and Compliance team. This is a unique opportunity to work in a broad-based rol...