MERJE are partnered with a leading Investment Manager who are looking for a Compliance Officer to join their fast growing and global team.

Key Responsibilities:

• Manage a varied portfolio of regulatory compliance activities including: giving advisory opinions, providing training, developing policies and processes, approving new business initiatives, and supporting business-led projects (including group level initiatives) and transactions.

• Keep the business apprised of regulatory changes and provide high-level impact analysis that can then be assessed for further project implementation or policy drafting

• Help manage Core Compliance and trading Compliance

• Input into the design and operation of the monitoring and transaction surveillance programme

• Helping to manage Compliance policies and procedures across the business.

Key Requirements:

• Compliance experience within Investment Management

• Strong FCA regulatory knowledge experience

• Knowledge of Surveillance, Core and Trade Compliance

• Experience formulating Compliance policies and procedures

To find out more about this exciting opportunity please apply below.