Compliance jobs

Found 24 jobs
    • London
    • £55,000 pa + benefits and bonus
    • Posted 7 days ago

    Portfolio Services Analyst We’re looking for a Portfolio Services Analyst with a strong background in asset management to join a dynamic investment team at a leading asset manager based in the West End of London. This role is critical in supporting outsourced dealing activities, assisting with da...

    • Chorley
    • £80,000 - £90,000
    • Posted 15 days ago

    Mortgages and savings business are looking to appoint a Head of Compliance to act as the approved person undertaking SMF16.  The role holder will monitor the businesses regulatory obligations, and advise and assist the business in complying with these.  The role holder will also lead and manage t...

    • Manchester
    • £30,000
    • Posted 23 days ago

    Junior Advice Partner - Pensions & Retirement   Job Description Role Overview & Purpose Independent Financial Advice firm, located in Manchester and specialising within pensions retirement planning are looking to expand a dynamic advice team with the addition of a Junior Advice Partner.  The succ...

    • Birmingham
    • £120,000
    • Posted about 1 month ago

    My client is a boutique consultancy firm specializing in regulatory compliance and advisory services for financial services firms. They pride themselves on a collaborative, proportionate approach that tailors their expertise to the unique needs of each client. If you have a passion for client ass...

    • c£90,000 - £110,000 + Bonus + benefits
    • Posted about 1 month ago

      Wealth & Investment Lead Consultant – Financial Services Advisory My client provides high-caliber regulatory and risk management consulting to financial services firms. They believe in a proportionate, client-centric approach that tailors’ solutions to the unique needs of each regulated firm. A...

    • London
    • £55,000 basic + package
    • Posted about 1 month ago

    MERJE is currently working with a highly reputable discretionary wealth management business in their search for a Product Governance Manager. You will: Develop, implement, and maintain a strong product governance framework, ensuring full compliance with FCA regulations and Consumer Duty requireme...

    • London
    • £45,000-£55,000 basic plus package
    • Posted about 1 month ago

    MERJE is currently working with a highly reputable discretionary wealth management business in their search for a Business Quality/File Review specialist. The successful individual will lead the Business Quality Unit to ensure the firm meets its regulatory requirements in relation to standards of...

    • London
    • £80,000-£90,000 basic plus package
    • Posted about 1 month ago

    MERJE is currently working with a highly reputable discretionary wealth management business in their search for a Compliance specialist. Working as part of an established Compliance & Risk team, you will be responsible for: Overseeing advice to support the business in the practical application of...

    • Chester
    • Up to £65,000 + 10% Bonus & Benefits
    • Posted about 2 months ago

    Our client, an award winning independent financial advice firm are looking for a Compliance Manager to join the team on a permanent basis.  As Compliance Manager you will need to ensure the business meets all regulatory obligations and to support the Director in their fulfilment of SMF16/17 respo...

    • London
    • 70000
    • Posted 2 months ago

    MERJE is seeking a highly skilled Regulatory Change & Projects Manager for a leading insurance company. This role offers an exciting opportunity to support the establishment of a robust compliance framework and deliver key regulatory change projects within the risk and compliance function. £70,00...

    • London
    • £160,000 - £180,000
    • Posted 2 months ago

    MERJE is currently working with a boutique funds specialist in their search for a Chief Compliance Officer in London. This critical hire offers an exciting opportunity to oversee compliance operations in a dynamic and fast paced environment and will play a crucial role in maintaining regulatory s...

    • London
    • £70,000 - £80,000
    • Posted 3 months ago

    MERJE is seeking a highly skilled Compliance Business Partner to join a leading insurance group. This role offers an exciting opportunity to provide senior compliance support, promote a culture of continuous improvement, and act as a trusted advisor within the organisation. The successful candida...

    • Cheshire
    • c.£36,000 + Excellent Benefits
    • Posted 3 months ago

    Our client, a leading Wealth Management firm are looking for a Paraplanner to join the team on a permanent basis.  As Paraplanner you will be responsible for servicing existing business, platform-based work, illustrations & regular contact directly with clients & wrap/platform providers. Paraplan...

    • £50,000
    • Posted 3 months ago

    MERJE is excited to be partnering with this highly prestigious stockbroking firm in their search for a Compliance specialist.  This well regarded City based firm specialises in capital markets, M&A, and debt advisory services. As part of an established compliance team, you will play a crucial rol...

    • London
    • £135,000 - £145,000
    • Posted 3 months ago

    MERJE is delighted to be partnering with an established and highly reputable global Hedge Fund in their search for a Compliance Officer for their London office. This prestigious Hedge Fund has a rich history of excellence and innovation in the financial sector. With a strong focus on client satis...

    • £65,000 - £75,000
    • Posted 4 months ago

    MERJE is excited to present an exceptional opportunity for a Senior Paraplanner in the Wealth Management sector. This role offers a chance to work with a leading firm, contributing to their financial planning services. The ideal candidate will have extensive experience in paraplanning and a passi...

    • London
    • £140,000 - £160,000
    • Posted 4 months ago

    MERJE has been exclusively instructed to support a highly regarded Investment Management firm in their search for a Head of Compliance & Risk. You’ll be responsible for overseeing the Compliance & Risk teams, engaging in a diverse range of tasks. This is a really exciting role where you will be r...

    • South East London
    • £60,000
    • Posted 4 months ago

    MERJE has partnered with a leading financial services group/retail bank and we’re looking for a Compliance Manager with a strong understanding of SM&CR regulations. This role offers the chance to make a significant impact in a fast-paced and evolving environment. As a Compliance Manager, you will...

    • London
    • £100,000 - £120,000
    • Posted 5 months ago

    MERJE has partnered with a leading multi-strategy investment firm and we’re on the lookout for a talented Compliance Officer join their London team. This role supports a team of two experienced Compliance specialists and will focussed on helping them establish a robust EMEA Legal and Compliance p...

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