Compliance jobs

Found 9 jobs
    • London
    • £55,000 basic + package
    • Posted 2 days ago

    MERJE is currently working with a highly reputable discretionary wealth management business in their search for a Product Governance Manager. You will: Develop, implement, and maintain a strong product governance framework, ensuring full compliance with FCA regulations and Consumer Duty requireme...

    • London
    • £45,000-£55,000 basic plus package
    • Posted 3 days ago

    MERJE is currently working with a highly reputable discretionary wealth management business in their search for a Business Quality/File Review specialist. The successful individual will lead the Business Quality Unit to ensure the firm meets its regulatory requirements in relation to standards of...

    • Lancashire
    • c.£100,000
    • Posted 7 days ago

    MERJE is excited to present an exceptional opportunity for a Head of Risk & Compliance in the IT Services and Telecoms sector. This pivotal role offers a chance to lead risk management and compliance strategies for a dynamic company at the forefront of technology and communications. Our client is...

    • Chester
    • Up to £65,000 + 10% Bonus & Benefits
    • Posted 7 days ago

    Our client, an award winning independent financial advice firm are looking for a Compliance Manager to join the team on a permanent basis.  As Compliance Manager you will need to ensure the business meets all regulatory obligations and to support the Director in their fulfilment of SMF16/17 respo...

    • Lancashire
    • c.£50,000 + Benefits
    • Posted about 1 month ago

    Our client, a leading Wealth Management firm are looking for a Paraplanner to join the team on a permanent basis.  As Paraplanner you will be responsible for servicing existing business, platform-based work, illustrations & regular contact directly with clients & wrap/platform providers. Paraplan...

    • £50,000
    • Posted about 2 months ago

    MERJE is excited to be partnering with this highly prestigious stockbroking firm in their search for a Compliance specialist.  This well regarded City based firm specialises in capital markets, M&A, and debt advisory services. As part of an established compliance team, you will play a crucial rol...

    • London
    • £55,000
    • Posted 4 months ago

    MERJE has partnered with a leading corporate FX firm. Due to continued growth and development, they are seeking a Regulatory Compliance Analyst to join their dynamic team. As a Regulatory Compliance Analyst, you will enhance the monitoring and surveillance program to meet regulatory requirements,...

    • c.£50,000 + Benefits
    • Posted 4 months ago

    Our client is a market leading retail and financial services business who are recruiting the newly created role of Compliance Officer. As a Compliance Officer, you will play a crucial role in ensuring that the firm meets all its regulatory obligations and managing any associated risks. Reporting ...

    • London
    • £50,000
    • Posted 8 months ago

    MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects that delve into metrics and data across the business Of...

Get new jobs for this search by email