Compliance Officer

MERJE
MERJE are partnered with a leading Investment Manager who are looking for a Compliance Officer to join their fast growing and global team.
Key Responsibilities:
-
Manage a varied portfolio of regulatory compliance activities including: giving advisory opinions, providing training, developing policies and processes, approving new business initiatives, and supporting business-led projects (including group level initiatives) and transactions.
-
Keep the business apprised of regulatory changes and provide high-level impact analysis that can then be assessed for further project implementation or policy drafting
-
Help manage Core Compliance and trading Compliance
-
Input into the design and operation of the monitoring and transaction surveillance programme
-
Helping to manage Compliance policies and procedures across the business.
Key Requirements:
-
Compliance experience within Investment Management
-
Strong FCA regulatory knowledge experience
-
Knowledge of Surveillance, Core and Trade Compliance
-
Experience formulating Compliance policies and procedures
To find out more about this exciting opportunity please apply below.