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Compliance Officer

Compliance Officer

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  • London (Remote)
  • £100,000 - £124,999
  • Applications have closed.

MERJE

MERJE are partnered with a leading Investment Manager who are looking for a Compliance Officer to join their fast growing and global team.

 

Key Responsibilities:

  • Manage a varied portfolio of regulatory compliance activities including: giving advisory opinions, providing training, developing policies and processes, approving new business initiatives, and supporting business-led projects (including group level initiatives) and transactions.

  • Keep the business apprised of regulatory changes and provide high-level impact analysis that can then be assessed for further project implementation or policy drafting

  • Help manage Core Compliance and trading Compliance

  • Input into the design and operation of the monitoring and transaction surveillance programme

  • Helping to manage Compliance policies and procedures across the business.

 

Key Requirements:

  • Compliance experience within Investment Management

  • Strong FCA regulatory knowledge experience

  • Knowledge of Surveillance, Core and Trade Compliance

  • Experience formulating Compliance policies and procedures

 

To find out more about this exciting opportunity please apply below.

Job Overview
Category
Category not defined
Offered Salary
£100,000 - £124,999
Job Location
London
Job Type
Consultant
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