MERJE are delighted to be exclusively partnering with this boutique Private Equity firm in their search for a Compliance Officer (SM16) in London.

This critical hire offers an exciting opportunity to oversee compliance in a dynamic and fast paced environment and will play a crucial role in maintaining regulatory standards and fostering a culture of compliance across the business.

Working closely with the GC, you will be responsible for:

• Maintaining a comprehensive understanding of applicable laws, regulations, and industry guidance
• Providing timely and practical compliance advice to investment teams, client services, operations, and senior management.
• Monitoring regulatory developments, assess the impact on the firm’s business, and propose updates to policies, procedures, and processes.
• Maintaining and update the firm’s Compliance Monitoring Programme
• Oversee regulatory reporting obligations (including FCA RegData returns, transaction reporting, suspicious transaction reporting, and breach notifications).
• Maintain the firm’s Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), and sanctions compliance frameworks.
• Act as the primary escalation point for suspicious activity reports (SARs) and, if designated, act as MLRO or Deputy MLRO.
• Support the General Counsel in maintaining regulatory records, compliance registers (breaches, conflicts of interest, gifts & entertainment, personal account dealing, etc.).
• Draft and deliver compliance training, including induction training for new staff and annual regulatory refreshers.
• Oversee the firm’s SM&CR obligations, including maintaining Statements of Responsibilities, the Responsibilities Map, and fitness and propriety assessments.
• Investigate regulatory breaches and compliance incidents, ensuring appropriate escalation, documentation, and remedial action.

Experience/Skills/Qualifications:

• Previously operated as a Compliance Officer SM16 (not essential but preferred) in a private equity, private credit or infrastructure type environment
• Deep, practical knowledge of the FCA Handbook (particularly COBS, SYSC, MAR, FUND, and SM&CR).
• Strong understanding of UK Money Laundering Regulations, financial crime risks, and AML/KYC requirements in a private markets or asset management context.
• Strong relationship-building skills with the ability to engage proactively with colleagues at all levels
• Attention to detail and strong analytical skills, capable of logical thinking, using initiative, and systematically resolving problems
• Proactive, self-supportive, and motivated in fostering a positive compliance culture
• Excellent report writing and presentation skills

Applicants must be located and eligible to work in the UK without sponsorship.

Please note, should feedback not be received within 28 days, unfortunately your application has been unsuccessful. In applying for this role, you may be registered on our database so we can contact you about suitable opportunities in future. Your data will be managed in accordance with our Privacy Policy, which can be found on our website.

If you would like this job advertisement in an alternative format, please contact MERJE directly.