Compliance Advisory Manager required for a leading financial services business, supporting its institutional and professional client trading business.

This is a hands-on advisory role, working closely with trading desks and wider business stakeholders to provide practical regulatory advice in a fast-paced environment.

Key responsibilities

• Provide day-to-day regulatory advice to trading and business teams.
• Advise on institutional and professional client activity, including client categorisation and conduct requirements.
• Support new products, platform developments and business change.
• Review and advise on Financial Promotions.
• Provide guidance on regulatory developments and their impact on the business.
• Work closely with Trading, Risk, Legal and Operations.

What we’re looking for

• Strong Compliance Advisory experience within a trading environment.
• Good knowledge of COBS, CASS, MAR, MiFID II and EMIR.
• Experience supporting institutional, professional client, Prime or DMA-related business.
• Strong understanding of trading and investment products.
• Comfortable working directly with trading desks and advising on real-time issues.
• Commercial, pragmatic and able to operate at pace.

London – 3 days per week in the office.