MERJE is partnering with a leading financial services business to recruit a Compliance Advisory specialist into its UK Compliance function.

This is a broad, hands-on compliance role supporting a growing business where you will take on work across advisory, conduct, regulatory change and compliance oversight.

Key Responsibilities

• Provide day-to-day compliance advice across business
• Support Consumer Duty activity and the ongoing assessment of customer outcomes.
• Provide compliance input into new products, services and business developments.
• Support regulatory change and implementation projects.
• Assist with compliance issues, breaches and associated remedial activity.
• Maintain and develop compliance policies, procedures and guidance.
• Build strong relationships across the business, providing pragmatic advice and constructive challenge.

You should have:

• Broad compliance experience across advisory (COBS, CASS, MiFID/EMIR, Consumer Duty etc.) relating to trading desks and/or product governance (new product/service launches)
• An understanding of retail investment or trading products; knowledge of CFDs or derivatives would be advantageous.
• Experience advising commercial stakeholders and translating regulation into practical guidance.
• Strong communication and stakeholder management skills.
• A pragmatic, commercially aware approach to compliance.