Head of Compliance

MERJE
MERJE are working with a well established Investment manager in their search for a Head of Compliance.
The Head of Compliance will be responsible for compliance with all applicable FCA & SEC regulations.
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Provision of technical advice, support & regulatory guidance
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Development & completion of the annual compliance monitoring programme
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Ensuring that the company identifies any changes in law and regulation by horizon scanning
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Review and implementation of compliance policies & procedures
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Projects including implementing new regulation, advising on new investments or researching specific legal or regulatory queries from the wider business
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Compilation and submission of regulatory reporting through Regdata, Connect, FINRA etc
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Ownership of the AML program
Experience needed:
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8-10 years of relevant and broad compliance experience gained in a fund or investment management environment
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Strong interpersonal and relationship building skills including the ability to interact with and influence at all levels of an organization
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Excellent written and oral communication skills
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Previously operated as SMF16 (preferred)