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Compliance Officer

Compliance Officer

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️‍♀️ Compliance Officer – Financial Services

Home based UK wide | Full-time, 12 month fixed term contract

An exciting opportunity has arisen for an experienced Risk & Compliance professional to join a well-established, regulated financial services firm operating in the UK FCA sector. This role offers a unique chance to play a critical part in shaping and maintaining a proportionate risk management framework, driving compliance standards, and supporting organisational resilience.

What You’ll Be Doing

You’ll support the Head of Risk & Compliance with a wide-ranging brief that includes:

  • Maintaining and enhancing the organisation’s Risk Management Framework

  • Managing risk registers, control effectiveness reviews, and risk event reporting

  • Overseeing compliance monitoring, regulatory horizon scanning, and root cause analysis

  • Leading efforts on operational resilience, business continuity, and wind-down planning

  • Supporting data protection and financial crime processes

  • Liaising with external service providers to manage IT and cyber risk

  • Coordinating responses to regulatory queries and managing returns

What We’re Looking For

We’re seeking someone with:

  • Strong experience in a second line assurance role within an FCA-regulated business

  • Working knowledge of MCOB, CONC, GDPR, and AML regulations

  • Excellent communication, organisational, and analytical skills

  • Attention to detail and a collaborative approach to stakeholder engagement

It Would Be Great If You Also Had

  • Experience in regulated mortgage environments

  • Exposure to compliance assurance reviews

  • Familiarity with financial crime systems and wind-down planning

Why Apply?

You’ll join a small but highly capable Risk & Compliance function at a firm where you can make a real impact. You’ll have broad exposure to regulatory risk, compliance, and resilience frameworks, and the opportunity to develop professionally in a supportive and values-led environment.

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Job Overview
Category
Compliance | Governance
Offered Salary
c.£45,000 + Benefits
Job Type
Permanent
Consultant
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