Compliance jobs

Found 57 jobs
    • Manchester
    • £30,000
    • Posted 1 day ago

    Junior Advice Partner - Pensions & Retirement   Job Description Role Overview & Purpose Independent Financial Advice firm, located in Manchester and specialising within pensions retirement planning are looking to expand a dynamic advice team with the addition of a Junior Advice Partner.  The succ...

    • London
    • £70,000-£75,000 basic + package
    • Posted 6 days ago

    MERJE are currently working with a highly regarded and established asset manager in their search for a Mandate Compliance specialist. You'll be responsible for: Investment restriction coding and controls in the order management system (Charles River) Managing the daily breach process, liaising wi...

    • Cheshire
    • c.£40,000 + Benefits
    • Posted 7 days ago

    Our client, a leading financial planning firm are looking for a Level 4 qualified Compliance Offcier/Administrator with general compliance experience and ideally some file review and financial promotions experience.  As Compliance Officer/Administator, you will be assisting the Head of Compliance...

    • Liverpool
    • c.£60,000 - £75,000 + Benefits
    • Posted 8 days ago

    Head of Compliance SMF16 – Wealth Management Firm Are you a seasoned compliance professional with a passion for the Wealth Management sector?   If so, MERJE are supporting a rapidly expanding wealth management firm dedicated to delivering tailored investment solutions to their valued clients. Due...

    • London
    • £120,000-£130,000 basic + package
    • Posted 9 days ago

    MERJE is currently working exclusively with a well known financial planning and wealth management business in their search for a new Head of Compliance & Risk. This position is responsible for implementing and maintaining documented and effective systems, policies, processes and controls for comp...

    • London
    • £120,000
    • Posted 20 days ago

    My client is a boutique consultancy firm specializing in regulatory compliance and advisory services for financial services firms. They pride themselves on a collaborative, proportionate approach that tailors their expertise to the unique needs of each client. If you have a passion for client ass...

    • Birmingham
    • £120,000
    • Posted 20 days ago

    My client is a boutique consultancy firm specializing in regulatory compliance and advisory services for financial services firms. They pride themselves on a collaborative, proportionate approach that tailors their expertise to the unique needs of each client. If you have a passion for client ass...

    • Leeds
    • £120,000
    • Posted 20 days ago

    My client is a boutique consultancy firm specializing in regulatory compliance and advisory services for financial services firms. They pride themselves on a collaborative, proportionate approach that tailors their expertise to the unique needs of each client. If you have a passion for client ass...

    • Manchester
    • £120,000
    • Posted 20 days ago

    My client is a boutique consultancy firm specializing in regulatory compliance and advisory services for financial services firms. They pride themselves on a collaborative, proportionate approach that tailors their expertise to the unique needs of each client. If you have a passion for client ass...

    • Birmingham
    • £70,000 - £80,000
    • Posted 20 days ago

    MERJE is seeking an experienced Advice Operations Manager for a leading life & pensions company. This role offers an exciting opportunity to lead and develop a financial advice team, ensuring high-quality service delivery and innovative proposition development. The successful candidate will play ...

    • Leeds
    • £70,000 - £80,000
    • Posted 20 days ago

    MERJE is seeking an experienced Advice Operations Manager for a leading life & pensions company. This role offers an exciting opportunity to lead and develop a financial advice team, ensuring high-quality service delivery and innovative proposition development. The successful candidate will play ...

    • Manchester
    • £70,000 - £80,000
    • Posted 20 days ago

    MERJE is seeking an experienced Advice Operations Manager for a leading life & pensions company. This role offers an exciting opportunity to lead and develop a financial advice team, ensuring high-quality service delivery and innovative proposition development. The successful candidate will play ...

    • Leeds
    • c£90,000 - £110,000 + Bonus + benefits
    • Posted 20 days ago

      Wealth & Investment Lead Consultant – Financial Services Advisory My client provides high-caliber regulatory and risk management consulting to financial services firms. They believe in a proportionate, client-centric approach that tailors’ solutions to the unique needs of each regulated firm. A...

    • Manchester
    • c£90,000 - £110,000 + Bonus + benefits
    • Posted 20 days ago

      Wealth & Investment Lead Consultant – Financial Services Advisory My client provides high-caliber regulatory and risk management consulting to financial services firms. They believe in a proportionate, client-centric approach that tailors’ solutions to the unique needs of each regulated firm. A...

    • London
    • c£90,000 - £110,000 + Bonus + benefits
    • Posted 20 days ago

      Wealth & Investment Lead Consultant – Financial Services Advisory My client provides high-caliber regulatory and risk management consulting to financial services firms. They believe in a proportionate, client-centric approach that tailors’ solutions to the unique needs of each regulated firm. A...

    • Merseyside
    • c.£65,000 - £75,000 + Benefits
    • Posted 21 days ago

    Join a Global Leader as Group Compliance Manager MERJE is delighted to offer a remarkable opportunity for a Group Compliance Manager to join our client, a technical consultancy that operates across various industries such as agricultural, metals and minerals operating in Europe, the Americas, Asi...

    • London
    • £55,000 basic + package
    • Posted 21 days ago

    MERJE is currently working with a highly reputable discretionary wealth management business in their search for a Product Governance Manager. You will: Develop, implement, and maintain a strong product governance framework, ensuring full compliance with FCA regulations and Consumer Duty requireme...

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